Make-Whole Call

AdvancedBonds & Fixed Income2 min read

Quick Definition

A call provision requiring the issuer to pay bondholders the present value of remaining cash flows, discounted at a Treasury rate plus a spread.

Key Takeaways

  • Compensates bondholders with present value of all remaining payments
  • Discount rate is typically a Treasury rate plus a small spread
  • More bondholder-friendly than traditional fixed-price call provisions
  • Rarely exercised due to the high cost to the issuer

What Is Make-Whole Call?

A make-whole call provision allows a bond issuer to retire bonds early by paying investors a premium equal to the net present value of remaining coupon and principal payments, discounted at a specified Treasury rate plus a small spread (typically 15–50 basis points). Unlike traditional call provisions with fixed call prices, make-whole calls are designed to "make whole" the bondholder by compensating them for lost future income. Because the make-whole amount is usually close to or above the bond's market value, issuers rarely exercise these provisions except in special circumstances like mergers, acquisitions, or major corporate restructurings.

Make-Whole Call Example

  • 1A company acquiring another firm may exercise make-whole calls on the target's bonds to refinance the debt under its own credit profile
  • 2If Treasuries yield 4% and the make-whole spread is 25 bps, remaining cash flows are discounted at 4.25% to determine the call price